Browsing: SEC

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According to the 760-page proposal, the SEC will allow for self-custody by advisers seeking to hold their clients’ funds. The…

TL;DR Coincheck Group disclosed that Executive Chairperson Takashi Oyagi resigned effective September 21. The company said the resignation was for…

In brief The Senate failed to advance the Clarity Act in a 49-50 vote, with Democrats voting as a bloc…

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers,…

The planned rule would cover advisers and investment companies and clarify digital-asset custody, following the withdrawal of a separate 2023…

The US Securities and Exchange Commission (SEC)  is moving forward with plans to overhaul custody rules for investment advisers and…

Grayscale Research has weighed in on the SEC’s proposed “Regulation Crypto Assets” framework, arguing that clearer rules could reopen a…

The SEC has approved a NYSE Arca rule change that raises position and exercise limits for options on BlackRock’s iShares…

The SEC said it proposed rescinding Regulation NMS Rules 611 and 610(e), reopening a debate over whether the US trade-through…